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Assistant Manager, Legal & Compliance

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    Post Date: 24th August, 2016
    Job ID: OD16170063
    Job Category: Banking & Financial Services
    Job Industry: Financial Services
    Employment Type: Permanent
    Salary Range: HKD30,000
    Years of Experience: 3-5 Years
    Education Required: Bachelor Degree
    ​Location: Central

    Client Description

    Our client is a Leading Financial Group, they are looking for a Control Assistant Manager, Legal & Compliance to join their group.




    Job Responsibilities
      
    • Assist the Department Head to provide legal and compliance advice and support to Management and different business units to ensure all transaction and operation in compliance with internal policies and external regulation;
    • Develop, formulate, execute and update effective and appropriate internal controls and compliance policies and procedures to ensure they meet the requirement of latest regulatory requirement;
    • Conduct regular compliance review to ensure the business operations and processes are full compliance with internal policies and external regulatory requirements inclusive but not limited to inspection of new accounts details, due diligence on new customers, transactions documents and phone recordings, risk assessment on AML matters, etc.
    • Handle all licensing matters for all licensed corporation and representatives, inclusive of license application and movement, CPT records and enquiry from SFC for all licensing matters;
    • Coordinate, communicate and liaise with regulators on enquiries, reporting, inspection and/or investigation;
    • Assist to organize and conduct internal trainings on all compliance issues to enhance the compliance consciousness of all staff levels;
    • Handle other ad hoc assignment as required by Management.
    • Review, enhance and develop the compliance programs, procedures and guidelines for the respective business unit; 



    Job Requirements

    • Bachelor degree or above in Law, Finance, Accounting or related discipline;
    • Minimum 3 to 5 years relevant experience in legal and compliance department of financial sector, especially in brokerage, asset management and corporate finance industry is preferred.
    • Sound knowledge in relevant ordinances, such as SFO, Company Ordinance, Anti-Money Laundering relevant ordinances and Prevention of Bribery Ordinance, etc.
    • Familiar with licensing requirements of SFC.
    • Solid experience in handling compliance issues on different financial products in brokerage, asset management and corporate finance.
    • Proficiency in Computer skills such as MS office including Word, Excel, Chinese Word processing
    • Excellent command of written and spoken English and Chinese, proficiency in Mandarin;
    • Analytical, proactive, self-motivated, independent, strong interpersonal skills with good sense of responsibility,
    • Immediate available is preferred
      




  2. Heading 3

    Post Date: 8th November, 2016
    Job ID: OD16170096
    Job Category: Retail & Sourcing
    Job Industry: Retail
    Employment Type: Permanent
    Salary Range: HKD 18,000 - HKD 20,000
    Years of Experience: 2 Years
    Education Required: HKCEE
    ​Location: Tsim Sha Tsui

    Client Description

    Our client is a leading retail chain store, they are looking for a Senior Sales Associate, Jeans to join their group.




    Job Description

    • Prepare seasonal OTB and execute buy of Apparel / Footwear / Accessories for Menswear / Sportswear and given sales targets.
    • Buy the right products in coherence with the retail chain's positioning.
    • Allocate goods accurately based on proper assortment plan, demand, store profile, seasonal launch.
    • Deploy effective replenishment and mark down strategies to achieve Turnover and GP targets.
    • Conduct consolidation to maintain optimal inventory / SKUs holding at store level, and maximize sales.
    • Forecast monthly sales target based on past history and current trends. 
    • Prepare regular reports for weekly sales performance review and forecast to identify major opportunities and risks, follow up with appropriate strategy.
    • Coordinate and manage consignment counters
    • Work closely with the Operation and Marketing team





    Job Description

    • University graduate or above
    • 3 - 4 years relevant experience in Buying industry
    • Strong numerical sense with analytical mind    
    • Good command of spoken and written in English and Mandarin
    • Candidate with less experience will consider as a Buyer





  3. Heading 3

    Post Date: 8th November, 2016
    Job ID: OD16170096
    Job Category: Retail & Sourcing
    Job Industry: Retail
    Employment Type: Permanent
    Salary Range: HKD 18,000 - HKD 20,000
    Years of Experience: 2 Years
    Education Required: HKCEE
    ​Location: Tsim Sha Tsui

    Client Description

    Our client is a leading retail chain store, they are looking for a Senior Sales Associate, Jeans to join their group.




    Job Description

    • Prepare seasonal OTB and execute buy of Apparel / Footwear / Accessories for Menswear / Sportswear and given sales targets.
    • Buy the right products in coherence with the retail chain's positioning.
    • Allocate goods accurately based on proper assortment plan, demand, store profile, seasonal launch.
    • Deploy effective replenishment and mark down strategies to achieve Turnover and GP targets.
    • Conduct consolidation to maintain optimal inventory / SKUs holding at store level, and maximize sales.
    • Forecast monthly sales target based on past history and current trends. 
    • Prepare regular reports for weekly sales performance review and forecast to identify major opportunities and risks, follow up with appropriate strategy.
    • Coordinate and manage consignment counters
    • Work closely with the Operation and Marketing team





    Job Description

    • University graduate or above
    • 3 - 4 years relevant experience in Buying industry
    • Strong numerical sense with analytical mind    
    • Good command of spoken and written in English and Mandarin
    • Candidate with less experience will consider as a Buyer





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